Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Sperry is a financial advisor with Allstate Financial Services, LLC. Steven has been in the industry since March 4, 1999. Steven has a series 7, 9, 31, 63, and SIE. Steven is licensed in California. Previous employers include Charles Schwab & Co., Inc. and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/19/2007 - Present
Allstate Financial Services, LLC (STOCKTON CA)
CA
09/18/2003 - 01/11/2007
CHARLES SCHWAB & CO., INC. (STOCKTON CA)
NY
01/22/1999 - 08/13/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 02/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Sperry is the right advisor for you? Invested Better is here to help.
