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Steven Arnold Heiman

Cooper Malone McClain, Inc.

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About Steven Arnold Heiman

Steven Arnold Heiman is an investment advisor representative with Cooper Malone McClain, Inc. Steven has been in the industry since May 1995. Steven is registered with the following states: Alaska, California, Florida, Iowa, Kansas, Missouri, Oklahoma, and Texas. Steven also holds the following licenses: Series 6, 7, 31, and SIE. Steven is also a referee for college basketball and football. Steven's firm provides investment advice through consultations and recommends third-party money managers to customers.

Firm Information

Steven Heiman is currently registered with Cooper Malone McClain, Inc.. Cooper Malone McClain, Inc. is a corporation that was formed in 1986 and provides investment advice through consultations. They recommend third-party money managers to clients and offer selection of other advisers. They are registered in 13 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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investment advice through consultations. recommend third-party money managers to customers.

Investment advice through consultations. recommend third-party money managers to customers.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Asset based fee for referring customers to money managers.

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Steven Heiman’s Registration & Firm History

KS

12/18/2007 - Present

Cooper Malone McClain, Inc. (WICHITA KS)

FL

01/14/2003 - 02/04/2003

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

NY

04/10/1995 - 12/09/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

MA

02/08/1995 - 03/01/1995

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

02/08/1995 - 03/01/1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

IA

Issued 11/24/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/08/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1995

Series 31 - Futures Managed Funds Examination

BC

Issued 05/24/1995

Series 7 - General Securities Representative Examination

BC

Issued 02/07/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Arnold Heiman. Review regulatory record here.
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