Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Anthony Lelli is a financial advisor with D.a. Davidson & Co. Steven has been in the industry since 1980 and has held positions with several firms, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc., A.G. Edwards & Sons, Inc. and Hammerbeck and Company, Inc. Steven is licensed to offer investment advice in 16 states. Steven Lelli has a long history in the financial industry and is committed to providing clients with quality advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
07/09/2009 - Present
D.a. Davidson & Co. (BEND OR)
OR
06/01/2009 - 07/29/2009
MORGAN STANLEY SMITH BARNEY (BEND OR)
OR
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BEND OR)
NY
08/21/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/30/1983 - 08/25/1987
A. G. EDWARDS & SONS, INC.
NA
03/24/1980 - 07/01/1983
HAMMERBECK AND COMPANY, INC.
IA
Issued 05/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/31/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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