Unclaimed
Steven Guarino is a financial advisor with over 20 years of experience in the financial services industry. Steven has a deep understanding of financial markets and investment strategies. Steven is committed to providing personalized financial advice and helping clients achieve their financial goals. Steven is a CERTIFIED FINANCIAL PLANNER™ professional. Steven is currently registered with LPL Financial LLC. Steven is also registered with the states of California, Colorado, Illinois, Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/05/2021 - Present
LPL Financial LLC (DOWNERS GROVE IL)
CO
08/25/2020 - 08/02/2021
THE LEADERS GROUP, INC. (LITTLETON CO)
IL
08/09/2005 - 04/30/2008
NFP SECURITIES, INC. (BATAVIA IL)
NY
07/13/2004 - 08/24/2005
PARK AVENUE SECURITIES LLC (NEW YORK NY)
CT
08/09/2001 - 06/23/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
GA
05/03/1995 - 08/09/2001
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
08/02/1993 - 04/25/1995
SMITH BARNEY INC. (NEW YORK NY)
WI
06/10/1992 - 08/06/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
MA
06/21/1991 - 06/23/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/21/1991 - 06/23/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IL
08/15/1989 - 04/17/1991
COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)
BC
Issued 08/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/1995
Series 24 - General Securities Principal Examination
BC
Issued 08/25/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/10/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/04/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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