Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Anthony Di palma is a registered representative with Wells Fargo Clearing Services, LLC. Steven Anthony Di palma has been in the securities industry since February 8, 2001. Steven Anthony Di palma is registered with the state of New Jersey and Colorado. Steven Anthony Di palma has passed the Series 63, Series 65, Series 7, Series 9, Series 10, and SIE exams. Steven Anthony Di palma has experience with Wells Fargo Advisors LLC and A. G. EDWARDS & SONS, INC. Steven Anthony Di palma has a branch office location in Mountain Lakes, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (MOUNTAIN LAKES NJ)
NJ
02/09/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ROCKAWAY NJ)
IA
Issued 06/01/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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