Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Anthony Battel is a financial advisor with Kestra Private Wealth Services, LLC. Steven has been in the financial services industry since 1999 and has experience working with a variety of clients, including individuals, families, businesses, and institutions. Steven holds licenses in both Broker-Dealer and Investment Advisor roles and has been registered in various states. Steven focuses on providing comprehensive financial planning and wealth management services. Prior to joining Kestra, Steven worked for Wells Fargo Advisors and Prudential Equity Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
09/01/2023 - Present
Kestra Private Wealth Services, LLC (Red Bank NJ)
NJ
09/02/2008 - 04/27/2018
WELLS FARGO CLEARING SERVICES, LLC (PARAMUS NJ)
NY
08/31/1999 - 06/11/2007
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NJ
06/01/1998 - 08/31/1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
IA
Issued 07/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/18/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 05/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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