Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Andrew Yeager is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with experience in the industry since 1995. Steven has held previous positions with Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., MORGAN STANLEY & CO., INCORPORATED and MORGAN STANLEY DW INC. Steven is currently licensed in Nevada and Texas. Steven has a strong track record of providing financial advice to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
09/28/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAS VEGAS NV)
NV
01/28/2011 - 10/03/2018
WELLS FARGO CLEARING SERVICES, LLC (LAS VEGAS NV)
NV
10/23/2009 - 02/02/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAS VEGAS NV)
NV
03/20/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAS VEGAS NV)
NV
04/02/2007 - 04/07/2008
MORGAN STANLEY & CO., INCORPORATED (LAS VEGAS NV)
NV
08/16/1995 - 04/02/2007
MORGAN STANLEY DW INC. (LAS VEGAS NV)
IA
Issued 12/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 08/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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