Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Vazquez is a financial advisor who has been in the industry since May 3, 2015. Vazquez is registered with Tradestation Securities, Inc. as a broker-dealer. Vazquez has been active in the financial industry for 8 years, working out of the firm's Plantation, FL branch office. Vazquez holds the Series 3, Series 7, Series 24, Series 34, and Series 63 licenses. Vazquez is registered to sell securities in all 50 states, as well as Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/04/2015 - Present
Tradestation Securities, Inc. (PLANTATION FL)
BC
Issued 05/26/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2015
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 07/08/2015
Series 3 - National Commodity Futures Examination
BC
Issued 05/04/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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