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Steven Andrew Shorley

Transce3nd LLC

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About Steven Andrew Shorley

Steven Shorley is a registered representative with Transce3nd LLC, a firm headquartered in Kyle, TX. Steven has been in the financial services industry for over 16 years and has extensive experience in providing financial advice. He is a registered representative in Missouri and Texas, and has held previous roles at Kalos Capital, Inc. and PFS Investments Inc. Steven specializes in providing financial planning, investment management, and selection of other advisors.

Firm Information

Steven Shorley is currently registered with Transce3nd LLC. Transce3nd LLC is a Registered Investment Advisor based in Kyle, TX, with a focus on providing financial planning and portfolio management services for individuals, high net worth individuals, and corporations. They have a team of 27 licensed agents and manage over $313 million in assets for 2,378 clients. Their advisory services include financial planning, portfolio management for individuals, selection of other advisors, and participation in wrap fee programs.
Transce3nd LLC

165 ELMHURST

KYLE, TX 78640

$313.20M

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Shorley’s Registration & Firm History

MO

05/23/2023 - Present

Transce3nd LLC (ST. PETERS MO)

MO

08/16/2019 - 08/01/2022

KALOS CAPITAL, INC. (St. Peters MO)

GA

05/18/2007 - 06/26/2008

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BOTH

Issued 09/27/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/21/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/16/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/05/2019

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Steven Andrew Shorley. Review regulatory record here.
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