Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Rodman is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Steven has been in the financial industry since January 25, 2001. Prior to joining Wells Fargo Clearing Services, LLC, Steven worked for Morgan Stanley and Wells Fargo Advisors, LLC. Steven is licensed to provide investment advice and brokerage services in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/15/2019 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
FL
10/07/2011 - 02/19/2019
MORGAN STANLEY (BOCA RATON FL)
FL
08/31/2007 - 10/11/2011
WELLS FARGO ADVISORS, LLC (BOYNTON BEACH FL)
FL
01/26/2001 - 09/05/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (WEST PALM BEACH FL)
BOTH
Issued 09/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/25/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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