Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Osborn is a registered representative with Fidelity Personal AND Workplace Advisors and has been in the industry since 1998. Steven is a licensed securities professional in multiple states, including Massachusetts, Texas, and Utah. Steven is a Series 63 and Series 66 licensed representative. Steven also holds Series 4, Series 7, Series 9, Series 10, and SIE licenses. Prior to joining Fidelity Personal AND Workplace Advisors, Steven was with Goldman, Sachs & Co. and Fidelity Brokerage Services LLC. Steven provides investment advisory services to individuals, families, and businesses. Steven also provides financial planning and educational seminars. Steven is a consultant for Lane and Mae, a housewares business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
UT
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
NY
09/17/2010 - 03/27/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
UT
03/04/1998 - 08/16/2010
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BOTH
Issued 05/05/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/25/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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