Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Murray is a registered representative with Hilltop Securities Inc. located in Fort Worth, TX. Steven's career in the financial industry began in 2011. Steven is licensed to offer financial services in the state of Texas and has specialized expertise in Investment Banking, Mutual Funds and Retirement Planning. In addition to his Series 7, 63, and 50 licenses, Steven holds the Series 99TO, Series 79 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
04/15/2024 - Present
Hilltop Securities Inc. (FORT WORTH TX)
TX
06/02/2022 - 03/04/2024
FROST BROKERAGE SERVICES, INC. (DALLAS TX)
TX
11/01/2013 - 04/13/2022
BOK FINANCIAL SECURITIES, INC. (Richardson TX)
TX
04/25/2011 - 10/28/2013
FIRST SOUTHWEST COMPANY (HOUSTON TX)
BC
Issued 06/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 11/18/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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