linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Steven Andrew Morlock

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Steven? Claim Your Profile

About Steven Andrew Morlock

Steven Andrew Morlock is an investment advisor representative. Steven has over 20 years of experience in the financial services industry. Steven is registered with Northwestern Mutual Investment Services, LLC and holds a Series 6, 7, 24, 63 and 66 license. Steven’s previous experience includes working for J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Chase Investment Services Corp., Banc One Securities Corporation and Investors Brokerage Services, Inc. Steven specializes in investment research and referrals to other advisors.

Firm Information

Steven Morlock is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Steven Morlock’s Registration & Firm History

IN

06/20/2017 - Present

Northwestern Mutual Investment Services, LLC (INDIANAPOLIS IN)

IN

10/08/2008 - 11/09/2016

J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)

IL

09/17/2008 - 10/06/2008

J.P. MORGAN SECURITIES INC. (WINNETKA IL)

IL

02/10/2005 - 08/18/2008

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

IL

06/30/2004 - 07/27/2006

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

IL

10/08/2001 - 07/06/2004

INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)

Not sure if Steven Andrew Morlock is right for you?

Licenses & Designations

BOTH

Issued 11/26/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/12/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2004

Series 7 - General Securities Representative Examination

BC

Issued 10/05/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Andrew Morlock.
Not sure if Steven Andrew Morlock is right for you?