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Steven Andrew Licini

Nomura Securities International, Inc.

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About Steven Andrew Licini

Steven Andrew Licini is a registered representative with Nomura Securities International, Inc. and has been in the securities industry since March 4, 1996. Steven Licini is licensed in all 50 states, the District of Columbia, and Puerto Rico. Steven Licini is also a Series 24 General Securities Principal. In addition to his current position, Steven Licini has held prior positions with Barclays Capital Inc. and Lehman Brothers Inc.

Firm Information

Steven Licini is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Steven Licini’s Registration & Firm History

NY

10/06/2009 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

09/22/2008 - 07/22/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

06/26/1997 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

10/14/1994 - 04/18/1996

SCOTIA CAPITAL MARKETS (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/31/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2010

Series 24 - General Securities Principal Examination

BC

Issued 05/07/2021

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Steven Andrew Licini.
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