Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Andrew Lee is a financial advisor with Finalis Securities LLC located in New York, NY. Steven Andrew Lee has been a registered financial advisor since 2019. Steven Andrew Lee is registered in Massachusetts and has been active in the financial industry since 2019. Steven Andrew Lee holds the Series 7TO, Series 63, and SIE licenses. Steven Andrew Lee has previously worked at PRIVATE BROKERS, LLC and NORTH CAPITAL PRIVATE SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/28/2023 - Present
Finalis Securities LLC (New York NY)
NY
09/20/2023 - 10/12/2023
PRIVATE BROKERS, LLC (NEW YORK NY)
NY
09/13/2019 - 09/01/2023
NORTH CAPITAL PRIVATE SECURITIES CORPORATION (New York City NY)
BC
Issued 01/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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