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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Leach is a financial advisor registered with Cetera Investment Advisers LLC. Steven is registered in multiple states across the United States as a broker-dealer and investment advisor. Steven's previous experience includes working for VOYA FINANCIAL ADVISORS, INC. and Waddell & Reed, Inc. Steven holds the Series 6, Series 7, Series 63, and Series 65 licenses. Steven has been in the financial industry since December 12, 2003. Steven's specializations include financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (BEAUMONT CA)
CA
02/07/2011 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (BEAUMONT CA)
CA
07/31/2008 - 01/12/2011
WADDELL & REED, INC. (RIVERSIDE CA)
GA
11/13/2003 - 07/25/2008
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 8/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/26/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/12/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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