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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Leach is a financial advisor with Cetera Investment Advisers LLC. Steven has been in the industry since December 2003 and has a strong background in providing financial advice to individuals, businesses, and retirement plans. Steven is registered with FINRA as a Registered Representative and is licensed in multiple states. Steven has a strong understanding of various financial products and services, and is committed to helping clients reach their financial goals. Previously, Steven was an advisor at VOYA FINANCIAL ADVISORS, INC., WADDELL & REED, INC., and PFS INVESTMENTS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (BEAUMONT CA)
CA
02/07/2011 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (BEAUMONT CA)
CA
07/31/2008 - 01/12/2011
WADDELL & REED, INC. (RIVERSIDE CA)
GA
11/13/2003 - 07/25/2008
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 08/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/12/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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