Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Bodwin is a financial advisor currently registered with Vanguard Advisers, Inc. Steven has been in the financial services industry since April 15, 1999. Prior to joining Vanguard Advisers, Inc. Steven worked at VANGUARD MARKETING CORPORATION, ALLSTATE FINANCIAL SERVICES, LLC, CHARLES SCHWAB & CO., INC., ING FUNDS DISTRIBUTOR, LLC, M&I BROKERAGE SERVICES, INC. and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Steven holds the Series 7, 9, 10, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
10/01/2019 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
AZ
09/30/2011 - 08/02/2019
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
03/16/2011 - 06/21/2011
ALLSTATE FINANCIAL SERVICES, LLC (TEMPE AZ)
AZ
06/05/2008 - 04/21/2009
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
02/27/2007 - 04/21/2008
ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
AZ
07/26/2006 - 02/27/2007
M&I BROKERAGE SERVICES, INC. (MESA AZ)
TX
01/23/1997 - 01/25/2006
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
02/12/1996 - 09/11/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/12/1996 - 09/11/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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