Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Anderson is a financial advisor with over 35 years of experience in the industry. Steven currently works at Wells Fargo Clearing Services, LLC and has been registered with them since September 2022. Before joining Wells Fargo Clearing Services, LLC, Steven was a registered representative with D.A. Davidson & Co. from November 2013 to September 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/17/2022 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
CA
11/25/2013 - 09/26/2022
D.A. DAVIDSON & CO. (SANTA BARBARA CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (SANTA BARBARA CA)
CA
01/20/2010 - 11/04/2013
CROWELL, WEEDON & CO. (SANTA BARBARA CA)
CA
06/01/2009 - 01/27/2010
MORGAN STANLEY SMITH BARNEY (SANTA BARBARA CA)
CA
07/08/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SANTA BARBARA CA)
NY
03/25/1987 - 07/12/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/29/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/16/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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