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Steven Anderson

Northwestern Mutual Investment Services, LLC

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About Steven Anderson

Steven Anderson is a registered representative of Northwestern Mutual Investment Services, LLC, a registered investment advisor firm. Steven has been in the securities industry since 2021, working for Northwestern Mutual Life Insurance Company and Northwestern Mutual Wealth Management Company before joining Northwestern Mutual Investment Services, LLC. Steven currently holds FINRA Series 66, 7TO, and SIE registrations. Steven is registered in 18 states including Arizona, Arkansas, California, Colorado, Florida, Illinois, Michigan, Minnesota, Missouri, Montana, Nebraska, New York, North Carolina, Oregon, Tennessee, Texas, Utah, and Washington. Steven has one other business affiliation as a 100% owner of a merchandise sales business and a 42.5% owner of an outside shipping consultant business, both located in Ladera Ranch, California. Steven may also earn commissions from insurance companies or brokerage agencies for the sale of non-variable life, health, Medicare, annuity, disability, and long-term care insurance products.

Firm Information

Steven Anderson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Steven Anderson’s Registration & Firm History

CA

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (IRVINE CA)

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Licenses & Designations

BOTH

Issued 02/26/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/09/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/27/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Anderson.
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