Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Alonzo is a registered investment advisor representative with Wells Fargo Clearing Services, LLC, a firm that manages over $10 billion to $50 billion in assets. Steven Alonzo has been in the financial industry since May 1997 and currently holds active registrations in Washington and Texas. Steven Alonzo has worked for several firms in the past including J.P. Morgan Securities LLC and U.S. Bancorp Investments, Inc. Steven Alonzo specializes in providing investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/17/2020 - Present
Wells Fargo Clearing Services, LLC (SEATTLE WA)
WA
04/03/2013 - 09/16/2020
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
WA
11/05/2010 - 04/01/2013
U.S. BANCORP INVESTMENTS, INC. (SEATTLE WA)
WA
05/02/2009 - 11/18/2010
CHASE INVESTMENT SERVICES CORP. (SEATTLE WA)
WA
09/08/2000 - 05/02/2009
WAMU INVESTMENTS, INC. (SEATTLE WA)
MN
06/30/1999 - 07/12/2000
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NY
03/02/1998 - 10/02/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
12/20/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
07/22/1997 - 09/08/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MI
09/17/1996 - 07/01/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
MA
01/01/1996 - 08/01/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/01/1996 - 08/01/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 08/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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