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Steven Allen Miller

Steward Partners Investment Advisory, LLC

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About Steven Allen Miller

Steven Allen Miller is a financial advisor with Steward Partners Investment Advisory, LLC. Steven has been in the industry for 25 years and is registered in 42 states, including California, Florida, Nevada and Texas. Steven is also a Certified Financial Planner. Steven's previous employers include UBS Financial Services Inc., Morgan Stanley Smith Barney and Morgan Stanley & Co. Incorporated.

Firm Information

Steven Miller is currently registered with Steward Partners Investment Advisory, LLC. Steward Partners Investment Advisory, LLC is an investment advisor with 354 registered representatives and 254 licensed agents. The firm has a total of 45203 accounts under management with assets totaling $20,433,200,577. Steward Partners Investment Advisory, LLC provides financial planning, pension consulting, selection of other advisors, and portfolio management for individuals. The firm also offers other advisory services including financial consulting. They serve a variety of client types including charitable organizations, corporations or other businesses, high-net-worth individuals, individuals other than high-net-worth, pension and profit sharing plans, and state or municipal government entities.

$20.43B

Assets Under Management

21,758

Total Clients

356

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting

Financial consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Miller’s Registration & Firm History

NV

06/10/2024 - Present

Steward Partners Investment Advisory, LLC (LAS VEGAS NV)

CA

11/30/2011 - 03/15/2023

UBS FINANCIAL SERVICES INC. (Sherman Oaks CA)

CA

06/01/2009 - 12/12/2011

MORGAN STANLEY SMITH BARNEY (VALENCIA CA)

CA

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (VALENCIA CA)

CA

10/17/1997 - 04/02/2007

MORGAN STANLEY DW INC. (VALENCIA CA)

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Licenses & Designations

IA

Issued 10/31/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/17/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 10/15/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Steven Allen Miller. Review regulatory record here.
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