Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Miller is a financial advisor with over 25 years of experience in the industry. Steven has a strong background in providing investment advice and financial planning services to individuals and businesses. Steven currently works with Steward Partners Investment Advisory, LLC and has previously worked with UBS Financial Services Inc., Morgan Stanley Smith Barney, and Morgan Stanley & Co. Incorporated. Steven holds a Series 65, Series 63, Series 7, and Series 31 license and is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
06/10/2024 - Present
Steward Partners Investment Advisory, LLC (Las Vegas NV)
CA
11/30/2011 - 03/15/2023
UBS FINANCIAL SERVICES INC. (Sherman Oaks CA)
CA
06/01/2009 - 12/12/2011
MORGAN STANLEY SMITH BARNEY (VALENCIA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (VALENCIA CA)
CA
10/17/1997 - 04/02/2007
MORGAN STANLEY DW INC. (VALENCIA CA)
IA
Issued 10/31/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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