Unclaimed
Steven Allen Gales is a registered representative of State Farm VP Management Corp. Steven holds the Series 6 and Series 63 securities licenses and the SIE. Steven has been in the financial services industry since January 23, 2011 and is licensed in South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SD
01/24/2011 - Present
State Farm VP Management Corp. (Watertown SD)
BC
Issued 01/29/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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