Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Cartwright is a financial advisor with over 27 years of experience in the industry. Steven has a broad range of experience, including roles with Charles Schwab & Co., Inc., OptionsXpress, Inc. and Ascensus Broker Dealer Services, LLC. Steven is currently a Client Relationship Manager at Per Stirling Capital Management, LLC, and an Investment Advisor Representative with B.B. Graham & Co., Inc. Steven holds the Series 3, 4, 7, 24, 30, 52TO, 53, 55, 57TO, 63, 66, 99TO and SIE licenses. Steven is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees
1
2
TX
09/29/2023 - Present
PER Stirling Capital Management, LLC (AUSTIN TX)
MA
03/16/2021 - 09/18/2023
ASCENSUS BROKER DEALER SERVICES, LLC (NEWTON MA)
TX
05/17/2007 - 11/22/2019
CHARLES SCHWAB & CO., INC. (Austin TX)
TX
08/19/2016 - 11/14/2017
OPTIONSXPRESS, INC. (AUSTIN TX)
TX
03/01/2004 - 12/07/2007
CYBERTRADER, INC. (AUSTIN TX)
NY
06/19/2003 - 11/07/2003
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
TX
06/04/1998 - 06/19/2003
PROTRADER SECURITIES L.P. (AUSTIN TX)
TX
09/07/2000 - 12/06/2000
PROTRADER TRADING, L.L.C. (AUSTIN TX)
TX
09/25/1996 - 05/17/1998
CHOICE INVESTMENTS, INC. (AUSTIN TX)
TX
02/26/1996 - 08/22/1996
SELF TRADING SECURITIES, INC. (AUSTIN TX)
MN
11/01/1993 - 02/28/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/01/1993 - 02/28/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/10/2000
Series 30 - NFA Branch Manager Examination
BC
Issued 11/16/1998
Series 4 - Registered Options Principal Examination
BC
Issued 04/26/1996
Series 24 - General Securities Principal Examination
BC
Issued 11/07/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2000
Series 3 - National Commodity Futures Examination
BC
Issued 08/13/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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