Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Alan Mathey is a financial professional with over 30 years of experience in the industry. He is currently registered with Charles Schwab & Co., Inc. and has held previous positions at several other firms. Steven is licensed in all 50 states, and he is a Series 7, 9, 10, 55, 31, 3, 57TO, and SIE licensed professional. Steven specializes in providing financial planning and investment advice. He has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
07/21/1995 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
CO
01/16/2015 - 11/10/2017
OPTIONSXPRESS, INC. (Lone Tree CO)
NY
08/31/1994 - 07/11/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MI
02/25/1993 - 07/20/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
FL
12/02/1992 - 04/06/1993
WORLD INVEST CORPORATION (DEERFIELD BEACH FL)
NY
07/19/1989 - 12/10/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
02/27/1989 - 11/16/1989
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BC
Issued 03/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/16/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/18/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/12/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
M
MEMX LLC
N
Nasdaq Stock Market
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