Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Latterman is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., with over 28 years of experience in the financial services industry. Steven holds FINRA Series 7, 31, and 63 licenses, and has passed the SIE, Series 65 and the Uniform Investment Adviser Law Examination. Steven has been registered with FINRA since 1994 and holds active registrations in multiple states. Steven's client base includes high-net-worth individuals, corporations, and institutions. Steven offers a range of services to help individuals and organizations achieve their financial goals, including portfolio management, investment advisory services, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/22/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PITTSBURGH PA)
CT
07/12/1994 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
IA
Issued 8/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/8/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/25/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 7/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steven Latterman is the right advisor for you? Invested Better is here to help.
