Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Kalodner is a financial advisor registered with UBS Financial Services Inc. Steven has been in the financial services industry since 1985. Steven has passed the Series 6, Series 7, Series 3, Series 63, Series 65, and Series 9 exams. Steven has also been registered with firms such as Morgan Stanley, Morgan Stanley Smith Barney, and Citigroup Global Markets. Steven specializes in providing a range of financial services including portfolio management for individuals and businesses, financial planning, pension consulting, educational seminars, and publication of periodicals. Steven also provides selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
02/13/2014 - Present
UBS Financial Services Inc. (MT. LAUREL NJ)
NJ
06/01/2009 - 09/27/2012
MORGAN STANLEY SMITH BARNEY (VOORHEES NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (VOORHEES NJ)
NJ
09/19/2005 - 04/02/2007
MORGAN STANLEY DW INC. (VOORHEES NJ)
NY
09/05/1989 - 09/28/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/15/1988 - 09/29/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
07/21/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
08/22/1985 - 12/19/1986
LINCOLN INVESTMENT PLANNING, INC.
IA
Issued 06/07/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steven Kalodner is the right advisor for you? Invested Better is here to help.
