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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Griffith is a financial advisor with over 25 years of experience in the financial industry. Steven currently works for Cetera Investment Advisers LLC and is registered with the state of Massachusetts. Previously, Steven has worked for NFP Securities, Inc., New England Securities, and Mutual of Omaha Investor Services, Inc.. Steven has a wide range of experience in the financial industry and holds several professional licenses and certifications, including Series 6, 63, 22, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
01/26/2015 - Present
Cetera Investment Advisers LLC (MATTASPOISETT MA)
MA
02/07/2005 - 04/04/2014
NFP SECURITIES, INC. (MATTAPOISETT MA)
NY
10/04/2001 - 03/04/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
NE
10/15/1998 - 10/05/2001
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 12/2/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/9/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/23/2006
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/9/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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