Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Boff is a financial advisor at Stifel, Nicolaus & Company, Inc. and Stifel Independent Advisors, LLC. Steven has been in the financial services industry since 1983. Steven is a Chartered Financial Analyst and holds the following FINRA licenses: Series 3, Series 7, Series 9, Series 10, Series 24, Series 55, Series 57, and Series 99. Steven is registered with the following states: Arkansas, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New York, Texas, Utah, and Virginia. Steven specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/01/2022 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
AL
03/17/2016 - 06/30/2016
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NY
03/02/1998 - 01/23/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
06/19/1995 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
07/07/1987 - 03/23/1995
STIFEL, NICOLAUS & COMPANY, INCORPORATED
MO
07/11/1985 - 03/23/1995
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NA
05/28/1987 - 06/19/1987
BLUNT ELLIS & LOEWI INCORPORATED
NA
04/09/1987 - 06/10/1987
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NA
03/16/1987 - 03/31/1987
WHEAT, FIRST SECURITIES, INC.
NA
04/12/1983 - 02/15/1985
THOMSON MCKINNON SECURITIES INC.
NA
06/08/1983 - 07/17/1984
MANLEY, BENNETT, MCDONALD & CO
BC
Issued 03/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/03/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/19/1984
Series 3 - National Commodity Futures Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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