Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Ahn is a financial advisor at Guggenheim Securities, LLC in New York, NY. Steven has been in the financial industry since 2000 and has a broad range of experience, having previously worked at SRT Securities LLC, Commerzbank Capital Markets Corp., and SG Cowen Securities Corporation. Steven is registered to provide investment advice in Connecticut, Illinois, and New York. Steven holds the Series 3, Series 7, Series 63 and Series 7TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/03/2021 - Present
Guggenheim Securities, LLC (NEW YORK NY)
MI
06/19/2020 - 10/16/2020
SRT SECURITIES LLC (BIRMINGHAM MI)
NY
01/23/2004 - 01/04/2005
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
08/31/2000 - 05/10/2001
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 03/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/19/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2019
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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