Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Adam Thomas has been in the securities industry since 2009. Steven has a diverse background with experience at Oppenheimer & Co. Inc. as well as Seaport Global Securities LLC where Steven is currently registered. Steven holds a variety of licenses, including Series 63, Series 4, Series 57TO, SIE, Series 55, Series 7, and Series 6. Steven is currently registered with Seaport Global Securities LLC in New York, New York and is licensed to provide securities related services in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/12/2024 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
12/15/2008 - 12/22/2023
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 02/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/13/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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