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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Adam Grosswald has been an active financial advisor since 1994. Steven is currently registered with Wealthpenn.comllc, a firm with over $1 trillion in assets under management. Prior to joining Wealthpenn.comllc, Steven worked for Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Steven holds a Series 7, Series 31, Series 63, and Series 65 licenses, along with the SIE exam. Steven is licensed in 48 states and the District of Columbia. Steven specializes in providing investment advice and financial planning services to individuals, businesses, and institutions. Steven has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
06/01/2009 - Present
Wealthpenn.comllc (Atlanta GA)
GA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ATLANTA GA)
GA
08/05/2005 - 04/02/2007
MORGAN STANLEY DW INC. (ATLANTA GA)
MO
06/15/2002 - 08/03/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/13/2001 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
04/08/1994 - 03/14/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
10/27/1993 - 03/24/1994
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 2/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/8/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 10/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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