Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Frye is a financial advisor with over 20 years of experience in the financial services industry. Steven has a broad range of experience with firms such as Merrill Lynch, City Securities Corporation, Raymond James & Associates, J.J.B. Hilliard, W.L. Lyons, LLC, and Robert W. Baird & Co. Incorporated, before joining LPL Financial LLC in October 2022. Steven holds a Series 66, Series 7, and SIE license. Steven is registered with the state of Indiana and is licensed to provide advisory services in a number of states across the country. Steven's areas of expertise include financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
10/28/2022 - Present
LPL Financial LLC (GREENWOOD IN)
IN
10/18/2019 - 11/13/2022
ROBERT W. BAIRD & CO. INCORPORATED (INDIANAPOLIS IN)
IN
09/21/2018 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (INDIANAPOLIS IN)
IN
09/22/2011 - 09/25/2018
RAYMOND JAMES & ASSOCIATES, INC. (GREENWOOD IN)
IN
09/30/2005 - 09/22/2011
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
NY
07/14/2003 - 10/05/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/05/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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