Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven A Swanson is a financial advisor at Newbridge Financial Services Group, Inc., a firm based in Boca Raton, FL. Steven has been in the industry since 1998 and has experience in providing financial planning, portfolio management for individuals and businesses, and selection of other advisers. Steven holds the Series 7, Series 24, Series 51, Series 63, and Series 66 licenses and the SIE exam, demonstrating his expertise in the financial services industry. Steven's experience and knowledge are valuable assets to his clients as he helps them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees
1
2
FL
01/07/2019 - Present
Newbridge Financial Services Group, Inc. (BOCA RATON FL)
AZ
06/19/2007 - 10/22/2010
DEWAAY FINANCIAL NETWORK, LLC (SCOTTSDALE AZ)
AZ
09/05/2002 - 06/15/2007
ASSOCIATED SECURITIES CORP. (SCOTTSDALE AZ)
AZ
04/05/2001 - 08/29/2002
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
11/24/1998 - 11/17/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
SC
04/23/1997 - 05/22/1998
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
AZ
01/17/1997 - 03/12/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
06/11/1996 - 12/10/1996
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 05/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/18/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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