Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven A. Sackel is a registered investment advisor with RBC Capital Markets, LLC. Steven has been in the financial industry since April 2002. Before joining RBC Capital Markets, Steven worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley, UBS Financial Services Inc., and Edward Jones. Steven is licensed in the following states: Florida, New York, North Carolina, Pennsylvania, South Carolina, Texas, Virginia, and Washington. Steven's specializations include: 1) providing investment advice to individuals and families, 2) managing retirement funds and other investment accounts, 3) developing customized financial plans, 4) providing investment advice to businesses and institutions, 5) offering financial and investment advice to charitable organizations and nonprofits, 6) offering financial and investment advice to foundations and endowments, and 10) helping clients navigate complex financial issues. Steven is committed to providing his clients with the highest level of personalized service and investment expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/14/2023 - Present
RBC Capital Markets, LLC (WILLIAMSVILLE NY)
NY
05/02/2019 - 07/19/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BUFFALO NY)
NY
05/22/2015 - 05/03/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WILLIAMSVILLE NY)
NY
03/11/2010 - 05/28/2015
MORGAN STANLEY (WILLIAMSVILLE NY)
NY
02/06/2009 - 03/19/2010
UBS FINANCIAL SERVICES INC. (BUFFALO NY)
NY
08/21/2003 - 02/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILLIAMSVILLE NY)
MO
04/02/2002 - 08/11/2003
EDWARD JONES (ST. LOUIS MO)
IA
Issued 08/29/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steven Sackel is the right advisor for you? Invested Better is here to help.
