Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven A Rosenberg is a financial advisor currently registered with Rockefeller Financial LLC. Steven has been in the industry since February 1994 and is registered in 27 states. Steven was previously associated with Morgan Stanley and Merrill Lynch. Steven Rosenberg focuses on Financial Planning, Pension Consulting, and Selection of Other Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/21/2020 - Present
Rockefeller Financial LLC (Boca Raton FL)
FL
06/01/2009 - 01/21/2020
MORGAN STANLEY (BOCA RATON FL)
FL
10/23/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CORAL SPRINGS FL)
FL
02/08/1994 - 10/24/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
IA
Issued 02/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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