Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven A Patton has been in the financial industry for over 20 years. He is a registered representative with Ameriprise Financial Services, LLC, where he provides financial planning and investment management services to individual and institutional clients. Steven has previously worked at J.P. Morgan Institutional Investments Inc., JPMorgan Distribution Services, Inc., American Funds Distributors, Inc., and Morgan Stanley DW Inc. Steven has a broad range of experience in the financial services industry, which allows him to provide comprehensive financial advice to his clients. Steven holds FINRA Series 6, 7, 31, and 66 licenses. He is also registered to provide investment advice in 37 states. Steven has a strong commitment to providing his clients with personalized financial advice and guidance. He is a highly respected and experienced financial advisor, and he is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/15/2021 - Present
Ameriprise Financial Services, LLC (LIVERPOOL NY)
NY
01/03/2011 - 05/10/2018
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
OH
12/22/2009 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
VA
11/22/2007 - 08/06/2009
AMERICAN FUNDS DISTRIBUTORS, INC. (NORFOLK VA)
NY
11/23/1999 - 10/06/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/07/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/31/1999
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
Not sure Steven Patton is the right advisor for you? Invested Better is here to help.
