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Steven A Krauszer

Prudential Investment Management Services LLC

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About Steven A Krauszer

Steven Krauszer is a financial professional with over 25 years of experience in the industry. Steven currently works with Prudential Investment Management Services LLC as a financial advisor. Steven is registered to provide financial advice in 52 states and has a Series 7, 6, 63, 66 and Series 26 license. Prior to working with Prudential Investment Management Services LLC, Steven had positions with Invesco Distributors, Inc., Southwest Securities, Inc., and Fund Management Company. Steven's experience and dedication to financial service make him a valuable resource for your financial planning needs.

Firm Information

Steven Krauszer is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Krauszer’s Registration & Firm History

NJ

12/18/2019 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

TX

04/27/2001 - 06/03/2019

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

TX

09/22/2000 - 02/27/2001

SOUTHWEST SECURITIES, INC. (DALLAS TX)

TX

03/08/1996 - 10/06/2000

FUND MANAGEMENT COMPANY (HOUSTON TX)

TX

01/17/1995 - 11/22/1995

A I M DISTRIBUTORS, INC. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 07/02/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/06/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/25/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2001

Series 7 - General Securities Representative Examination

BC

Issued 01/16/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven A Krauszer.
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