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Steven A. Holdsworth

Falcon Wealth Planning, Inc.

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About Steven A. Holdsworth

Steven A. Holdsworth is a financial advisor at Falcon Wealth Planning, Inc. Steven Holdsworth has over 20 years of experience in the financial services industry. Steven Holdsworth's areas of expertise include financial planning, portfolio management, and investment advice. Steven Holdsworth is a Certified Financial Planner and holds Series 6, 7, 63 and 66 licenses. Prior to joining Falcon Wealth Planning, Inc., Steven Holdsworth worked at several financial institutions including FTB Advisors, Inc. and TIAA-CREF Individual & Institutional Services, LLC.

Firm Information

Steven Holdsworth is currently registered with Falcon Wealth Planning, Inc.. Falcon Wealth Planning, Inc. is an investment advisor registered with the SEC. They offer financial planning and portfolio management services to individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. They have approximately $1 billion in regulatory assets under management. Their main office is located in Ontario, CA.
Falcon Wealth Planning, Inc.

3400 INLAND EMPIRE BLVD.

ONTARIO, CA 91764

$1.02B

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Selection of other advisers fees

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Steven Holdsworth’s Registration & Firm History

CA

09/27/2024 - Present

Falcon Wealth Planning, Inc. (ONTARIO CA)

TN

08/31/2016 - 08/01/2017

FTB ADVISORS, INC. (MEMPHIS TN)

TN

06/10/2014 - 04/13/2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (MEMPHIS TN)

RI

10/04/1993 - 07/28/2000

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 09/17/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/06/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2017

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2014

Series 7 - General Securities Representative Examination

BC

Issued 10/01/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 3 public disclosures for Steven A. Holdsworth. Review regulatory record here.
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