Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven A Helland is a financial professional with over 25 years of experience in the securities industry. Steven has a strong track record of success in providing investment advice and guidance to clients. Steven is currently registered with Finalis Securities LLC and holds several professional licenses and designations, including Series 7, 24, 63, 65, and SIE. Steven is also a registered representative in California, North Carolina, Pennsylvania, and Texas. Steven has worked for a number of well-known financial institutions, including Prudential Securities Incorporated, Salomon Brothers Inc., ABN AMRO Securities LLC, Fulcrum Global Partners LLC, Capfi Partners, LLC, Esposito Securities, LLC, and Frontier Solutions, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/17/2022 - Present
Finalis Securities LLC (New York NY)
VA
11/02/2021 - 12/09/2021
FRONTIER SOLUTIONS, LLC (RICHMOND VA)
TX
12/22/2012 - 07/31/2015
ESPOSITO SECURITIES, LLC (DALLAS TX)
NY
12/22/2012 - 01/03/2013
CAPFI PARTNERS, LLC (NEW YORK NY)
NY
12/02/2002 - 03/28/2003
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
NY
02/28/2000 - 05/29/2001
ABN AMRO SECURITIES LLC (NEW YORK NY)
NY
04/21/1987 - 01/20/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
05/20/1986 - 02/18/1987
SALOMON BROTHERS INC.
BC
Issued 11/05/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 07/24/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/02/2021
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 09/10/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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