Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Zelko is a financial professional with over 20 years of experience in the securities industry. Steve is currently registered with Daiwa Capital Markets America Inc. Steve has previously held positions with MITSUBISHI UFJ SECURITIES (USA), INC., CALYON SECURITIES (USA) INC, and WESTLB PANMURE SECURITIES INC. Steve holds Series 7, Series 24, Series 63, and SIE licenses. Steve is registered in 25 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2009 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
09/13/2004 - 10/06/2009
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
05/29/2003 - 09/03/2004
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
03/25/1998 - 04/04/2003
WESTLB PANMURE SECURITIES INC. (NEW YORK NY)
BC
Issued 04/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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