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Steve Woojoon Shim

Eagle Strategies LLC

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About Steve Woojoon Shim

Steve Woojoon Shim is a registered representative with Eagle Strategies LLC in Brea, California. Steve has been in the financial services industry since November 24, 2007. Steve also has a current registration as an Investment Advisor Representative (IAR) with Eagle Strategies LLC. Prior to joining Eagle Strategies LLC, Steve was registered with AXA Advisors, LLC. Steve holds the Series 66, Series 7, and SIE exams. Steve offers financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Steve specializes in various areas, including retirement planning, college savings, estate planning, insurance, and tax planning.

Firm Information

Steve Shim is currently registered with Eagle Strategies LLC. Eagle Strategies LLC is an investment advisor headquartered in NEW YORK, NY. They offer a range of services including financial planning, pension consulting, educational seminars, and publication of periodicals. The firm manages assets for individuals, high-net-worth individuals, corporations, charitable organizations, and individuals other than high-net-worth clients. They also participate in wrap fee programs.
Eagle Strategies LLC

51 MADISON AVENUE

NEW YORK, NY 10010

$20.36B

Assets Under Management

6,070

Total Clients

2,031

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steve Shim’s Registration & Firm History

CA

08/06/2019 - Present

Eagle Strategies LLC (BREA CA)

CA

11/15/2007 - 08/13/2018

AXA ADVISORS, LLC (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 12/19/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steve Woojoon Shim.
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