Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Won Lee is a registered representative with Wells Fargo Clearing Services, LLC in Irvine, California. Steve has been in the financial services industry since September 1998. Steve has a wide range of experience working with individuals, families, and businesses to help them achieve their financial goals. Previously, Steve has held positions with HSBC Securities (USA) Inc., BANC of America Investment Services, Inc., and Wells Fargo Investments, LLC. Steve is committed to providing his clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/19/2021 - Present
Wells Fargo Clearing Services, LLC (IRVINE CA)
CA
04/26/2007 - 12/12/2011
HSBC SECURITIES (USA) INC. (TORRANCE CA)
CA
07/29/2002 - 04/10/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (PASADENA CA)
CA
05/02/2001 - 07/13/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
05/04/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
02/05/2000 - 05/01/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MA
08/26/1998 - 02/11/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 10/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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