Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Lazny is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Los Angeles, CA. Steve Lazny has over 20 years of experience in the securities industry. Prior to joining Merrill Lynch, Steve Lazny worked at CREDIT SUISSE SECURITIES (USA) LLC, Goldman, Sachs & Co. and UBS PAINEWEBBER INC. Steve Lazny has a strong track record of providing investment advice to a wide range of clients, including individuals, corporations, and institutions. Steve Lazny is licensed to provide investment advice in many states across the country. Steve Lazny holds Series 7, Series 66 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/04/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
04/03/2008 - 05/13/2014
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
NY
02/21/2002 - 04/23/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NJ
06/26/2000 - 06/11/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 07/02/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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