Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Wayne Dunstone is a financial advisor with over 30 years of experience in the industry. Steve is currently registered with LPL Financial LLC in San Diego, California. Steve has a wide range of experience in the financial services industry, having worked at various firms over the years, including UVEST FINANCIAL SERVICES GROUP, INC., CHASE INVESTMENT SERVICES CORP., WAMU INVESTMENTS, INC., THOMAS GREEN SECURITIES, INC., GREAT WESTERN FINANCIAL SECURITIES CORPORATION, WILLIAM O'NEIL & CO., INCORPORATED, and BATEMAN EICHLER, HILL RICHARDS, INCORPORATED. Steve is also a licensed investment advisor and is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/31/2009 - Present
LPL Financial LLC (SAN DIEGO CA)
NC
09/23/2009 - 04/24/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
05/02/2009 - 06/01/2009
CHASE INVESTMENT SERVICES CORP. (IRVINE CA)
CA
09/08/2000 - 05/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
CA
10/07/1997 - 08/18/2000
THOMAS GREEN SECURITIES, INC. (LOS ANGELES CA)
CA
01/30/1986 - 10/09/1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
06/06/1985 - 04/16/1987
WILLIAM O'NEIL & CO., INCORPORATED
NA
06/20/1984 - 05/21/1985
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BC
Issued 05/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/02/1986
Series 24 - General Securities Principal Examination
BC
Issued 07/17/1984
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/24/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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