Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Sarwono has been active in the financial services industry since June 17, 2010. Steve is currently registered with Planmember Securities Corp. Steve is also registered in Arizona, California, Colorado, Idaho, Mississippi, Montana, Oregon, South Carolina, Texas, Virginia, and Washington. Steve has been a financial advisor for over 12 years and has held previous registrations with SYMETRA INVESTMENT SERVICES, INC. and WADDELL & REED, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/28/2013 - Present
Planmember Securities Corp. (CARPINTERIA CA)
WA
02/28/2011 - 01/22/2013
SYMETRA INVESTMENT SERVICES, INC. (TACOMA WA)
WA
06/17/2010 - 03/07/2011
WADDELL & REED, INC. (TACOMA WA)
BOTH
Issued 06/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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