Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Stevens is a financial advisor with over 20 years of experience in the industry. Steve has a strong track record of providing financial planning and portfolio management services to individuals and businesses. Steve is a registered representative with Schwab Wealth Advisory, Inc. and is licensed to offer securities and investment advisory services in several states. Prior to joining Schwab Wealth Advisory, Inc., Steve held positions with a number of other prominent financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fidelity Brokerage Services LLC, and Charles Schwab & Co., Inc. Steve is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
AZ
08/18/2021 - Present
Schwab Wealth Advisory, Inc. (Phoenix AZ)
GA
11/05/2019 - 05/05/2021
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
11/05/2019 - 05/05/2021
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
11/05/2019 - 05/05/2021
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
11/05/2019 - 05/05/2021
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
06/19/2015 - 11/04/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
IN
09/25/2009 - 03/27/2015
CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)
UT
11/16/2006 - 08/19/2009
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
TX
03/24/2006 - 10/02/2006
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
TX
05/07/2002 - 10/02/2006
CYBERTRADER, INC. (AUSTIN TX)
TX
11/10/1999 - 05/08/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MO
10/28/1997 - 07/28/1998
EVEREN SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 05/14/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2004
Series 24 - General Securities Principal Examination
BC
Issued 04/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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