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Steve Sterling Castleberry

Cetera Advisors LLC

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About Steve Sterling Castleberry

Steve Castleberry is a financial advisor with Cetera Advisors LLC. Steve has been in the industry since December 4, 1997 and has been registered with Cetera Advisors LLC since September 29, 2000. Steve is licensed in Arkansas, Illinois, Mississippi, Missouri, and Texas. Steve is also a Series 63, Series 7, and SIE licensed advisor.

Firm Information

Steve Castleberry is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steve Castleberry’s Registration & Firm History

AR

09/29/2000 - Present

Cetera Advisors LLC (HEBER SPRINGS AR)

MO

09/21/1999 - 09/29/2000

CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)

MO

12/02/1997 - 09/17/1999

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 12/03/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steve Sterling Castleberry. Review regulatory record here.
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