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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Smith is an active Registered Representative and Investment Advisor Representative with Centaurus Financial, Inc. Steve is licensed to offer investment advice and securities products in Arizona and California. Steve has been in the financial services industry since 1993, with previous experience at Wall Street Financial Group, Inc., California Financial Network, Inc., Financial Network Investment Corporation, and Jackson National Financial Services, Inc. Steve is also affiliated with Estate Planning Team, providing investment vehicles for trustees of clients that participate in the trust. Steve has earned several industry designations, including the Series 6, Series 63, Series 26, and Series 65 securities licenses, as well as the SIE exam. Steve offers a range of services to individuals, including financial planning, pension consulting, educational seminars, market timing services, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/05/2016 - Present
Centaurus Financial, Inc. (PEORIA AZ)
NY
08/21/2002 - 06/11/2003
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
CA
01/31/2001 - 09/12/2002
CALIFORNIA FINANCIAL NETWORK, INC. (BAKERSFIELD CA)
CA
06/06/1996 - 01/30/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
07/08/1993 - 04/20/1996
JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)
IA
Issued 11/09/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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