Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Rodney Doss is a financial professional with experience in the industry since 2011. Steve is currently registered with New York Life Investment Management LLC in Texas and has been associated with this firm since January 2023. Previously, Steve has worked with several other firms such as Commonwealth Financial Network, AllianceBernstein Investments, Inc., Invesco Distributors, Inc., Hines Securities, Inc. and Securian Financial Services, Inc. Steve holds licenses for Series 63, Series 66 and Series 7, along with the SIE exam. Steve specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/03/2023 - Present
NEW York Life Investment Management LLC (Bellaire TX)
TX
03/04/2022 - 02/02/2023
COMMONWEALTH FINANCIAL NETWORK (Houston TX)
TN
06/21/2017 - 03/14/2022
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
TX
10/30/2013 - 05/09/2017
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
09/07/2011 - 10/07/2013
HINES SECURITIES, INC. (HOUSTON TX)
TX
03/15/2011 - 07/11/2011
SECURIAN FINANCIAL SERVICES, INC. (HOUSTON TX)
BOTH
Issued 12/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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