Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Rivard is a financial advisor at LPL Financial LLC, located in FORT MILL, SC. Steve is a registered representative with FINRA and is licensed to sell securities in 53 states. Steve has been in the financial services industry since 2017 and has a wide range of experience in investment management, financial planning, and consulting. Steve holds the Series 7, Series 63, Series 57TO, and SIE licenses. Steve's areas of specialization include investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
05/23/2018 - Present
LPL Financial LLC (FORT MILL SC)
NC
04/06/2017 - 04/13/2018
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 03/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steve Rivard is the right advisor for you? Invested Better is here to help.
